An elite coterie of mathematicians and scientists in the West have
become
famous by writing books and making programmes aimed at the mass
market. Einstein may have started the trend when he published
his little book on Relativity for the "general reader" in 1916. My copy
contains his"Note to the fifteenth edition" dated 1952 - evidence
enough
of the work's success. Twenty years later, Jacob
Bronowski reached an even larger audience with his
magnificent Ascent of Man, broadcast by the BBC in 1973.
I doubt whether either of these noble figures earned - or expected to
earn - much from their popularizing efforts.
Several of those who followed them, however, certainly did; men like
Carl Sagan, Stephen J. Gould, Stephen Hawking and...well the list has a
degree of elasticity. One scientist who unquestionably belongs on
it is the zoologist Richard Dawkins, an Oxford don who has
published a stream of bestsellers with engaging titles like ""The
Selfish Gene", The Blind
Watchmaker", "River out of Eden", and Unweaving the
Rainbow". These works are a publisher's dream; each a reworking of
Darwin's Theory of Evolution but with lots of exciting
examples, fresh proofs and the occasional clever
aperçu.
Unlike Darwin, however, and in common with a rather disagreeable line
of neo-darwinian political and social thinkers - fascists
prominent among them - Dawkins draws political and moral conclusions
from the theory.
Humans have a rather endearing
tendency to assume that welfare means group welfare, the future
well-being of the species or even of the ecosystem, he
writes,
....But
group welfare is always a fortuitous consequence, not a primary drive.
This is the meaning of the 'Selfish Gene'.
1 What about
morality? "Nothing to do with me guv," Dawkins protests, "That's just
the way we are."
Such thinking seemed to me so shallow, woolly and unperceptive of the
complexity of human motivation - so blind to the obvious question of
why we think as we do (why our "endearing tendencies" are not also a
genetic
disposition) - that I
decided to write Dawkins a letter pointing out some
less-than-convincing elements in his
argument. I had no expectation of gain or personal satisfaction. Nor
did I imagine that the learned professor would pay much attention to
the category of reader to which I belong - namely the one for which he
writes his paperbacks. "General" readers are not expected to have
anything useful to say to academic luminaries. Our role is simply to
consume: first to buy their books and then, if we are so inclined, to
digest the contents. In neo-darwinian terms, writing to Richard
Dawkins with a suggestion that in moving from genetics to human
behaviour he might have strayed beyond his field of competence,
qualifies as a misuse of energy, a failure to adapt to circumstance, an
evolutionary cul-de-sac.
Still, I pressed ahead and - doing my best to seem respectful of his
reputation - wrote as follows.
<<<Dear Professor Dawkins:
I would like to take issue with you on a couple of points; and, in
particular, on your contention that humanity dances, willy-nilly, to
the music of DNA. You make a compelling case for
Darwin’s theory, of course; and I am not about to dispute its
main tenets. Your application of the theory to homo sapiens, however,
seems to me too rigorously schematic, too concerned with fitting facts
to the Darwinian framework, at the expense of dealing with large areas
of human experience that the framework does not readily accommodate.
Theories work best within the dimensions for which they were conceived;
just as Newtonian physics remains in many ways of greater practical
value on Earth than Einstein’s more exact (and exacting)
revisions. I believe the Darwinian paradigm crumbles at the edges when
it meets human strategies that give preference to purposes other than -
and sometimes contrary to - the perpetuation and replication of DNA.
One of the distinguishing features of our humanity has been the effort
to shake off what we might call the chains of instinct, the blind force
- DNA if you like - that governs the behaviour of living things. I
would argue that the foundations of human morality lie in the desire to
tame our own nature, to triumph over it, and to liberate ourselves from
it. Throughout history, concepts of God and religion have been coopted
into the struggle. This is the meaning of Voltaire’s famous
remark:
Si Dieu
n’existait pas, il faudrait
l’inventer.
2
Social legislation, the codification of moral concepts into laws, is
the practical counterpart to the eschatological underpinning of the
world’s religions. In the Judaic tradition, Moses’
descent
from the mountain with the tablet of God’s commandments
symbolically represents the relationship between the laws of God and
Man. Much of the Pentateuch is devoted to the social and
political organization of Israel. Procedures are laid down for settling
disputes about property, cattle-dealing, debt and the rate
of interest, as well as details on the political and judicial
organization of the fledgling state. Its pages abound with laws
attributed to God but which must, as we know, have been drafted by men.
What was the purpose of all this regulatory discipline if, as
Darwinians imply, DNA performs the job of ensuring its own survival?
Are the world’s bibles simply part of a subtle DNA strategy
for
keeping the species going? If so, it’s hard to argue at the
same
time that the belief system that engendered it has no
validity. With Darwin at your side, it is easy to dismiss the
existence of God,
if you fail to consider that God owes His or Her origins to human
beings. You may contend that God has been invented as a means of
providing comfort in the face of the unknown, of explaining the
seemingly inexplicable. Possibly. But what need would such a God have
of law-making? Or of ideas of earthly morality that could hardly be of
relevance to heaven? What if we follow Plato rather than the Mishnah,
and interpret God as an idealized form of humanity? Why should God not
then exist, if Man created Him?
You argue that the “problem of evil” and the
related “problem of suffering” can be dismissed if
we lay misfortune (and good fortune, of course) at the feet of an
indifferent world of “blind physical forces”. If
so, then the moral codes by which we regulate our own comportment must
also disappear. It is possible to argue that laws (both moral and
judicial) serve to protect the safety and security of society which, in
turn, constitutes the bed-rock of human survival. But how are we to
treat phenomena such as the Holocaust - the attempt by nazi Germany to
industrialize a process of racial extermination? Is this, to use your
own words, “exactly what we should expect “ of a
“meaningless universe”?
I believe we have no need to refer to God in order to offer a negative
answer. Humanity at large - by which I mean most of us - have rejected
such behaviour with both hands. We recognize it as an aberration - not
because a Darwinian may be able to point out that nazi-style racial
extermination policies are a dangerous strategy for survival on account
of the fact that they provoke hostility among enemies and the
likelihood of human (not divine) retribution - but because we have
decided, collectively, that human life cannot be rendered meaningful in
a world that accepts such atrocities. This doesn’t mean that
ethnic cleansing, as it is now known, has been eradicated; only that it
is incompatible with our “human” aspirations.
The conflict between the “human” and
“bestial” parts of our nature is neither new nor
imaginary. Competition
has always reigned between the two forces - evil and good, animal and
human, God and the Devil (the latter also known revealingly,
as “The Beast”), which is one reason why human
history contains so many accounts of military, social and
political discord. All societies, even those that tradition
or history might condemn as
barbarous or degenerate, have behavioural rules codified in a religious
or quasi-religious systems of belief. These are the external
manifestations of an attempt by humans - tyrants notwithstanding - to
regulate their own activity. A dichotomy exists between the untrammeled
pursuit of individual desires - our “natural”
impulses - and our need to have forms of social restraint. We should be
clear about what this means. Laws and regulations may well offer a
better survival strategy than natural instinct. No doubt they add
harmony to human life. But DNA did not compose the score. Restrictive
in their purpose, laws nevertheless aim at providing forms of liberty
unattainable in any other way, namely by freeing Mankind from the
tyranny of nature itself.
So, we continue to search for the best way to organize our conditions
of life, an issue with which humans, alone of all the inhabitants of
the earth, are preoccupied. Lions do not fret about the morality of
killing other creatures for food or territory. We do. Seen in this
light, evolution appears to have produced a creature unwilling to
submit to its dictates.
I don't believe that the desire to control ourselves either through
laws or forms of social restraint arises originally from the musings of
religious leaders or philosophers or politicians (though all have used
and misused them in the name of and for the sake of gaining or
exercising power). Misgivings about human instinct appear to derive
from a more deep-seated need to struggle with any impulse over which we
may have lost - or never gained - control. Shakespeare, hardly shy
about sexual pleasure, still found distemper in the idea that lust (the
quintessential DNA vehicle) may be sovereign over us:
Enjoy’d
no sooner but despised straight
Past reason
hunted, and no soon had,
Past reason hated
as a swallowed bait
On purpose laid to
make the taker mad...
What was he writing about? No one could seriously contend that he shied
away from sex, or suffered from “Victorian”
repressions. Leaving aside the anachronism of supposing him prey to the
neuroses of a later age, what evidence we have of his sexuality -
mainly, though not entirely, from his writings - shows him to have been
healthily robust. His problem was not one of desire, but of
desire’s dominion, not the act itself, but what the act makes
us feel. That, surely, is the import of Lear’s diatribe:
The wren goes to
‘t, and the small gilded fly
Does lecher in my
sight...
But to the girdle
do the gods inherit,
Beneath is all the
fiends’...
Well the problem remains with us as strongly as ever; and since we
can’t get rid of it - and don’t want to because,
after all, it’s a source of much pleasure - we’ve
come up with methods of defeating its purpose. In the bard’s
time, babies came as a predictable consequence of passion; now they
arrive in numbers and at times of our own choosing. If he were alive
today, Shakespeare might still be outraged by lust’s power,
but it might not worry him as much.
Contraception can stop DNA in its tracks by divorcing the pleasure of
sex from its procreative purpose.We know that, in the most advanced
societies, the average family size is the smallest in recorded history.
Darwinians might claim that birth-rates and family size are lower
because the chances of infant survival are higher, or because such
trends represent an improved strategy for survival in a world of
limited resources. The weakness of these arguments lies in the fact
that in the richest regions, resources are not especially limited; and
where they are least limited is where birthrates are lowest. In some,
moreover, the natural rate of population ‘increase’
is at or below replacement level. Many adults in countries like Canada,
France, and the U.K., now choose not to procreate at all. Could it be
that they prefer to keep all the resources available to them rather
than share them with children? Could our conscious selfishness be even
stronger than the “blind” selfishness of our genes?
The human effort to divorce sexuality from its
“natural” consequences began long ago. With the
20th century refinements of contraceptive technique, DNA has
lost its dominion over our reproduction: the child has defeated the
parent as Zeus defeated Kronus.
Sex for pleasure can bring its own difficulties, of course. But the
physical maladies of sex - AIDS being the latest scourge -
come into a category of misfortune that we have long expected to
defeat.
Wonders are
many, and none is more wonderful than
man;........he has resource for all;...only against Death shall he call
for aid in vain; but from baffling maladies he has devised
escape. So wrote Sophocles - and most of us
wouldn’t change a word of that statement of faith in our
scientific ability.
Humanity’s skill in controlling the reproductive process has
closely paralleled the rise of conspicuous consumption as an element of
human development. I would even contend that the two are facets of the
same phenomenon: the triumph of existence over survival. In
Darwin’s world, the present nourishes the future through
continuous adaptation. The process is random, subject to individual
extinctions, but over time it has ensured that living things - all
constructed from the DNA feedstock - continue to inhabit the earth.
Homo Sapiens alone has learned to treat the future neither as a random
set of unknowns, nor as a repetitive cycle demanding instinctive
responses like the annual hibernation of bears or migrations
of birds, but as a resource that can be consumed, and to some extent
fashioned. Money, a concept dependent on the possibility of debt and
the existence of interest - could not come into being in a world where
the future seemed either entirely random or where it seemed entirely
predictable. In the former it could have no value, and in the latter no
purpose.
We have set ourselves against randomness (the DNA catalyst) and
purposelessness. Instead, we have come to believe in predictability
(scientific method depends on it). From the sex of babies, to the
weather, to the behaviour of national economies, to the future of the
universe, we are striving not simply to understand the circumstances of
our life, but predict its progress and to respond to those predictions.
At the same time, just as we have discovered the pleasure of sex
without procreation, we have also discovered the joys of
consumption beyond any possibility of need. Ironically, the more we
learn to understand and control the future, the more we are in a
position to ignore it. This too works against the preservation of DNA.
Despite the warnings of conservationists, we gobble up the
earth’s resources as if they gushed, like a form of manna,
from an inexhaustible spring; and the warnings of scientists about the
dangers of polluting the planetary environment with our waste go
unheeded by anyone who has entered fully into the global race to
consume. Theory holds that evolution has engineered not simply a
struggle between life forms, but also a balance between them, a mutual
dependency. Only the fittest have survived, but fitness has come in
many forms so that, until the advent of humanity, no single species
could aspire to dominate the others. Our present dominance means that
we have the power to wipe out every other form of life with the
possible exception of viruses and bacteria. Destruction may not be our
purpose, but the effect of our desire to grab what we can while we can
carries a powerful punch of its own - and we are careless of
its obliterating impact. For many life-forms including our own
children, carriers of our genes, the future lies at our mercy. Can we
be sure of leaving enough resources for their survival? Enough clean
air and water? Enough forest? Enough space? Even - let’s be
pragmatic - enough money?
This last question offers a partial paradigm for the entire consumption
dilemma. Most children of the new millennium will be born - and grow up
- with negative net assets. They will inherit debts - largely incurred
by the one or two generations that immediately precede them.
Accountants tell us that debts have to be balanced by credits, debtors
by creditors: one person’s loss is another’s gain.
Unfortunately, as far as concerns the future, this is where the
financial analogy breaks down. We are incurring debts to the future -
but we don’t know if anything exists on the credit side of
anyone’s balance sheet. By exhausting the clean air and water
- or the beauty of the world - in exchange for present
profit, we are eroding the assets at the same time. We enjoy
the fruits and our descendants get to pay for them. This works fine as
a strategy for maximizing our present benefits (to use the bafflegabble
of economists); but it surely stinks if our purpose is to secure the
best possible survival opportunities for our genes .
On the other hand, the havoc wrought by our demonic combination of
power and greed does not proceed without protest. Voices - some in the
world, some in our own minds - tell us that the destruction of other
creatures, of pristine habitats, of flora as well as fauna somehow
diminishes us. And so we have a contrary movement of thought, that
urges restraint, conservation, respect for non-human forms of life and
for inanimate features of the environment like landscapes, rock
formations, forests and grasslands. I do not believe that the
widespread concern for conservation and preservation aims directly at
our biological survival. Rather, it seems to indicate that
mere survival cannot alone satisfy us; not even survival in
comfort,
surrounded by material superfluities.
Superfluous wealth can buy
superfluities only, Thoreau tells us.
Money
is not required to buy one necessary for the soul.
Our delight in other creatures, and in the beauties of nature -
increasingly acute perhaps as our sophistication grows - seems to stem
from an aesthetic source. Wordsworth heard in nature
the still sad music of humanity.
Shelley found
there a symbol of human aspiration when he wrote of his love for:
... all waste
And solitary
places; where we taste
The pleasure of
believing what we see
Is boundless, as
we wish our souls to be...
Darwin’s theory might well lead us some distance along this
road. We might, for example, wish to conserve those creatures and
plants that we wish to eat, or whose presence on earth afforded us some
material benefit. Horses might fit in as a risky means of
enrichment via the racing circuit. But why would any creature strive to
preserve a landscape simply because it is beautiful? Or see
in that landscape a symbol for some supreme quality of soul? And then,
it is one thing to write a poem about one’s enjoyment of
nature, quite another to expend energy on preserving it for what we
might call “its own sake”. Sometimes, it seems, we
suppress the promptings of DNA, to whose tune you would have us dance,
for reasons that have nothing to do with self-replication, or with our
genetic afterlife.
I will return to aesthetics in a moment, but first, I want to extend
the above thought to touch on another aspect of human action that
demonstrates the degree to which, under certain circumstances, we can
confound the promptings of DNA. I mean the human capacity for self
sacrifice, some of whose most extreme manifestations end in death.
Suicide, or deliberate risk-taking under the influence of drugs or
extreme emotion do not fall into this category. The cases I refer to
here are those where people have given their lives freely for the sake
of some ulterior purpose. A neo-Darwinian might, perhaps, distinguish
between the propensity for sacrifice after having children and before
having them. But this does not seem to me to be a decisive
point. Acts of supreme bravery in the face of danger have never been
confined to fathers and mothers
Where the Darwinian approach runs into difficulty is when we come to
instances of sacrifice for an ideal. The Jews at Masada and in the
medieval tower at York cut their own throats so as not to surrender
themselves to another set of beliefs. How many people have died for
liberty? For their country? For their monarch? For their church? In
your writings, you make play with the random nature of tragedy -
because it suits the neo-Darwinian interpretation of the world. But
wouldn’t life as a slave be better for DNA than death in the
name of freedom? When a Palestinian boards a bus in Tel Aviv with a
bomb strapped round his waist, his DNA doesn’t stand much
chance. This is not a frivolous issue. You may think he is a
fool, that his ideals are mistaken. But you can’t claim that
he is ruled by a need for biological survival. Nor that his sacrifice
materially increases the survival chances of his fellows. It might and
it might not. His thoughts, like those of the kamikaze pilots of World
War II, are not about survival at all in the genetic sense, but more
likely about joining himself to his God and gaining “eternal
life”. This is Pascal’s Wager, not
Sophie’s Choice.
Just as we have always fought to gain control over ourselves, so we
have put much energy into forging our own forms of survival in the
shape of artefacts of various kinds. There is arrogance, perhaps, in
this effort, as Shelley’s Ozymandias reminds us. On the other
hand, a work of art - though difficult to produce - might well stand a
greater survival chance than our genes. So might other products of
human ingenuity: contributions to knowledge, for example, or inventions
that give rise to new forms of thinking and behaviour.
Your American sidekick Daniel Dennett, in his book
Darwin’s Dangerous Idea, trivializes these artefacts of human
effort by reducing them to a something he calls
a subset of
design space.
Bach
is precious, he
tells us,
not
because he had within his brain a magic pearl
of genius-stuff......but because he ...contained an utterly
idiosyncratic structure of cranes.... As well as being
hideous English, this is a pristine example of neo-Darwinian
reductionism. In reality, it tells us nothing at all about
why “Bach is precious” and much about how easy it
is to be blinded by an intemperate faith in one’s own view of
the world. The entire passage (page 512 in the American edition) is
full of emotive, value-laden phrases:
His brain was
exquisitely designed.... he was lucky in his genes...the beneficiary of
one serendipitous convergence....out of all this massive contingency
came a unique vehicle... etc. etc. In fact,
Bach’s
music is precious to human culture because successive generations have
found it so. He survived through his music during his
lifetime because that was how he earned his living and kept his family.
Now he survives in us, not genetically, but through the fact that we
treasure his legacy and have absorbed it as a part of our culture.
But what is it that allows Bach to survive? What are the
human response mechanisms that permit this form of survival to take
place? To what element in human nature does Bach’s music
appeal? Whatever may be the answers to these questions, I believe that
they will include an admission that such artefacts are an indispensable
element of human existence, not in consequence of some genetic or
Darwinian principle of first causes, but because our capacity for
overriding DNA has given rise to a need for other, more varied forms of
expressing and perpetuating ourselves.
Increases in our ability to survive by non-genetic means (which you
seem to visualize as a possibility in the last chapter of
“River Out of Eden”) are not increases in the thing
displaced. DNA loses importance as a mechanism of human survival as we
diversify our means of establishing our presence in the universe. If we
ever come to building computerized replicas of ourselves, more advanced
models even, capable of reproducing themselves by some other means than
genetically, then the role of random evolution will have come to an end
as we know it, for DNA will have given way to something else. This is
not a prediction. Personally, I reckon that DNA will always be here as
long as we are; but it will not be alone, indeed has not been alone
since the dawn of human consciousness.
In other words, we have found a means of bending the
Darwinian rules. The advent of consciousness is akin to what physicists
call a singularity - a point at which the usual laws become
inapplicable. All theories meet a wall beyond which they
don’t work in quite the “legal” way.
Humanity is DNA’s wall. Hence why our development is no
longer
dependent uniquely on what the future may bring; for, to some extent,
the future depends on what we bring to it - not unconsciously via the
random procedures of evolution - but with our eyes open and all our
faculties to the task.
The phrase "to some extent" in the previous paragraph is deliberate and
deliberately vague. We learn from you that nature is highly
efficient. Like Henry Ford, the pioneer of
built-in-obsolescence, who made sure that all the components of his
Model T were equally mediocre,
natural selection favours a
leveling out of quality in both the upwards and downwards direction
until a proper balance is struck over all parts of the body.
3
Ford's
solution worked fine for a time, until a predator - the Japanese car
industry - came up with models as cheap as Ford but made with
components of Rolls Royce quality. US car manufacturers have never
recovered from the shock, and will likely never regain their former
market dominance. Threats from "outside" - known in the trade as
exogenous shocks
-
throw a spanner into your efficiency theory of evolution. Specialized
adaptation to a particular environment works fine when conditions are
stable or subject only to gradual change, but it can make survival more
difficult or impossible when upheavals occur. That's when
inefficiency comes in handy: stomachs ready to digest unfamiliar
foods, spleens able to resist new diseases - formerly "superfluous"
capabilities that suddenly turn out to spell the difference between
life and death. Maybe the dodo
would still be with us if it had taken the precaution of growing better
wings. The mass extinctions
that have taken place throughout the history of the planet suggest that
instability has played an important role in deciding who and what
survives and for how long. What you call redundant quality (a
Rolls-Royce component in a Model T Ford) may turn out
be a key to survival. Could it be that the size and complexity of the
human brain is not just a conventional adaptation to immediate needs
(we could probably exist well on less brain power), but a response to
the chaotic nature of experience - a survival strategy that permits us
to contemplate the unknown and deal with the unexpected?
Suddenly, we are a step away from wondering about the source of
and reason for human creativity. Can original thinking be a simple
consequence of evolution? Do philosophy and quantum physics merely
exemplify Darwin's theory? If so, what is their evolutionary
purpose? If not, are we then to conclude
that they are - in your terms - redundant? As I suggested at the
beginning, I think you will have a hard time fitting humanity into your
scheme. We have a habit of non-conformity, of resistance to being
pigeon-holed. Maybe that's also genetic?
>>>
Apart from a few pleasantries, the letter ends
here.
By way of conclusion, I'll add the following footnote.
In 1953, Isaiah Berlin published a celebrated essay inspired by a
fragment of the Greek poet Archilochus that runs:
the fox knows many things, but
the hedgehog knows one big thing.
4
Applying the idea to thinkers, Berlin defined as hedgehogs those who
propose a single central vision in terms of which they expect to
explain everything, and as foxes those who see life
in a
variety of different ways, accept no single answer, and seek a
multiplicity of explanations for the phenomena they observe and
experience.
Neo-darwinists - wedded to the idea that evolution explains pretty-well
everything that's worth knowing - tend to be hedgehogs.
Nevertheless, more than a few of them like dressing up as foxes. Thus
disguised, they carry their
certainties into unfamiliar territory apparently unaware that real
foxes - keen-nosed and fleet of foot - will smell them out.
Did Professor Dawkins answer my letter? Yes, he answered; but
he didn't respond.
_____________________
1River Out of
Eden, Phoenix Paperback, London 1995, p 142. The Selfish Gene
is the book that made Dawkins name.
2 If God didn't exist, we'd have to invent
Him.
3 River out of Eden, p 145.
4 The Hedgehog and the Fox, New York 1953
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